Lending Compliance Analyst

Lending Compliance Analyst Our client, a regional bank in the NYC metro area, is seeking to add a Lending Compliance Analyst to analyze, support, and assist in ensuring the bank is in compliance with all lending related federal and state regulatory requirements. Duties and Responsibilities/Results:  1. Ensure, recommend and implement the industry’s best practices regarding lending regulatory requirements by continuously monitoring compliance forums for new or revised guidelines within Lending.   2. Coordinates the lending compliance program through ongoing meetings with Lending management and staff.   3. Ensures compliance with regulatory requirements for the Lending departments, by creating and disseminating checklists to departments and inputting results to the Pringle Compliance Monitoring Program.   4. Updates Lending testing programs by analyzing results and by collaborating with Compliance Consultant to ascertain need and completeness.   5. Conducts transaction testing based on any identified weaknesses; potential risk; and/or possible civil money penalties, identified during the review of completed Pringle questionnaires, and/or based on industry peer information.    6. Ensure HMDA information is correct by conducting periodic reviews of loan files and comparing information to HMDA LAR prior to filing.   7. Assists in the mitigation of lending compliance risk by performing periodic reviews of disclosures, lending files and forms.   8. Reports on the effectiveness of lending compliance by preparing periodic status reports to Management.   9. Contributes to BSA monitoring by conducting enhanced due diligence on high risk borrowers in the pipeline by pulling LexisNexis reviews, online searches, and compiling information to document completion. 10. Assists with the Bank’s incident response program by reviewing, logging and recommending action to be taken on reports of potential incidents. 11. Serves as an active member of the Compliance committee by attending meetings and disseminating information. 12. Active contributor to the Compliance newsletter by submitting relevant lending information for publication bank wide. 13. Assume duties of the Compliance Manager in their absence. 14. Helps out as needed by performing other related duties that may be necessary from time to time. Job Specifications: 1.  Bachelor’s degree. 2.  Minimum of two years of experience in Lending compliance in the financial service industry. 3.  Knowledge of Lending Regulatory requirements required.            4.  Ability to stay organized and meet deadlines set by management. 5.  Demonstrated ability in working with PC, spreadsheets and word processing. 6.  Accurate typing skills and math skills. 7.  Excellent written and oral communication skills. Please forward all resumes in confidence to  Kyle Marszalek at **********@peakaudit.com .

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